Eberwein Jeffrey E.'s Form 4 filing
Star Operating Companies, Inc. · filed Jan 24, 2022
- Accession no.
- 0000921895-22-000230
- Filed
- Jan 24, 2022, 5:30 PM ET
- Trade date
- Jan 24, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $1.60M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eberwein Jeffrey E.CIK 0001548312 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock | PPurchaseAcquired | +1,075,000 | $1.49F1 | +$1,601,750 | 1,923,290 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock | PPurchaseAcquired | +1,075,000 | $0.01F1 | +$10,750 | 1,075,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person purchased the shares of common stock and the warrants reported on this Form 4 directly from the underwriter in an underwritten public offering conducted by the Issuer that closed on January 24, 2022. Each share of common stock was sold together with one warrant to purchase one share of common stock at a price of $1.50 per share and warrant, of which the price per share for common stock was $1.49 and the price per warrant was $0.01.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.