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Engaged Capital LLC's Form 4 filing

Hain Celestial Group Inc (HAIN) · filed Nov 17, 2021

Accession no.
0000921895-21-002723
Filed
Nov 17, 2021, 7:38 PM ET
Trade date
Nov 15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 13 non-derivative transactions and 0 derivative transactions. Open-market sales total $633.6M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Engaged Capital LLCCIK 0001559771Other: See Footnote 1
Engaged Capital Flagship Fund, L.P.CIK 0001559850Other: See Footnote 1
Engaged Capital Flagship Master Fund, LPCIK 0001580761Other: See Footnote 1
Engaged Capital Holdings, LLCCIK 0001580769Other: See Footnote 1
Engaged Capital Flagship Fund, Ltd.CIK 0001619827Other: See Footnote 1
Engaged Capital Co-Invest VI-B, LPCIK 0001695111Other: See Footnote 1
Engaged Capital Co-Invest VI, LPCIK 0001695189Other: See Footnote 1
Engaged Capital Co-Invest VI-C, LPCIK 0001733281Other: See Footnote 1
Engaged Capital Co-Invest VI-D, L.P.CIK 0001768883Other: See Footnote 1
Engaged Capital Co-Invest VI-E, L.P.CIK 0001768884Other: See Footnote 1

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2021Common StockSSaleDisposed−2,086,956$45.00−$93,913,02020,000IndirectDuplicate filing
Nov 15, 2021Common StockSSaleDisposed−2,291,388$45.00−$103,112,46020,000IndirectDuplicate filing
Nov 15, 2021Common StockSSaleDisposed−1,397,543$45.00−$62,889,43510,000IndirectDuplicate filing
Nov 15, 2021Common StockSSaleDisposed−4,096,052$45.00−$184,322,3400IndirectDuplicate filing
Nov 15, 2021Common StockSSaleDisposed−2,507,565$45.00−$112,840,4251,700,000IndirectDuplicate filing
Nov 15, 2021Common StockSSaleDisposed−1,700,000$45.00−$76,500,0000IndirectDuplicate filing
Nov 15, 2021Common StockJOtherDisposed−20,000––0IndirectDuplicate filing
Nov 15, 2021Common StockJOtherDisposed−20,000––0IndirectDuplicate filing
Nov 15, 2021Common StockJOtherDisposed−10,000––0IndirectDuplicate filing
Nov 15, 2021Common StockJOtherAcquired+50,000––50,000IndirectDuplicate filing
Nov 15, 2021Common StockJOtherDisposed−50,000––0IndirectDuplicate filing
Nov 15, 2021Common StockJOtherAcquired+40,000––79,108DirectDuplicate filing
Nov 15, 2021Common StockGGiftDisposed−40,000$0.00$039,108DirectDuplicate filing

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)