Briger Peter L JR's Form 4/A amendment
AmendedDirtt Environmental Solutions Ltd (DRTTF) · filed Nov 16, 2021
- Accession no.
- 0000921895-21-002703
- Filed
- Nov 16, 2021, 8:23 PM ET
- Trade date
- Feb 25, 2021
- Filing delay
- 264 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 1, 2021
This filing lists 2 non-derivative transactions. Open-market purchases total $547.8K. It was filed 264 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Briger Peter L JRCIK 0001380193 | Other: See Explanation of Responses |
| Noll ShaunCIK 0001821774 | 10% Owner |
| 726 BC LLCCIK 0001835261 | Other: See Explanation of Responses |
| Briger MatthewCIK 0001835334 | Other: See Explanation of Responses |
| 726 BF LLCCIK 0001835423 | Other: See Explanation of Responses |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is filed jointly by 726 BC LLC ("726 BC"), 726 BF LLC ("726 BF"), Peter L. Briger Jr., Matthew Briger and Shaun Noll (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group which collectively owns more than 10% of the Issuer's outstanding shares. Each of the Reporting Persons disclaims beneficial ownership of the shares reported owned herein except to the extent of his or its pecuniary interest therein.
- F2
This transaction was executed in multiple trades at prices ranging from $2.35 to $2.48. The price above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
Shares owned directly by 726 BF. Peter L. Briger Jr., as the Manager of 726 BF, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF. Shaun Noll, Chief Investment Officer and President of 726 BF, has been delegated power to vote and dispose of the securities owned by 726 BF and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BF.
- F4
This transaction was executed in multiple trades at prices ranging from $2.47 to $2.48. The price above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F5
Shares owned directly by 726 BC. Matthew Briger, as the Manager of 726 BC, may be deemed to beneficially own the shares of the Issuer owned directly by 726 BC. Shaun Noll, Chief Investment Officer and President of 726 BC, has been delegated power to vote and dispose of the securities owned by 726 BC and, accordingly, Shaun Noll may be deemed to beneficially own the shares of the Issuer owned directly by 726 BC.
Remarks
The Powers of Attorney were inadvertently excluded from the original Form 4 filed on March 1, 2021. The Powers of Attorney are filed with this Form 4/A as Exhibits 24.1 and 24.2. There was no change in the ownership of DRTT stock held by the Reporting Persons.