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22NW Fund, LP's Form 4 filing

Armstrong Flooring, Inc. (AFI) · filed Jul 28, 2021

Accession no.
0000921895-21-001906
Filed
Jul 28, 2021, 5:49 PM ET
Trade date
Jul 26-27, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $472.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
22NW Fund, LPCIK 000164080910% Owner
22NW, LPCIK 000169429710% Owner
English Aron R.CIK 000177043610% Owner
22NW Fund GP, LLCCIK 000177057510% Owner
22NW GP, Inc.CIK 000178366310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 26, 2021Common StockPPurchaseAcquired+95,968$4.01F3+$384,534.183,182,641Indirect
Jul 26, 2021Common StockPPurchaseAcquired+8,402$3.99+$33,523.988,402Indirect
Jul 27, 2021Common StockPPurchaseAcquired+13,695$4.00F4+$54,758.093,196,336Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9550 to $4.0100. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9800 to $4.0000. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)