Karros Eric P.'s Form 4/A amendment
AmendedSteel Partners Holdings L.P. (SPLP) · filed Jul 6, 2021
- Accession no.
- 0000921895-21-001797
- Filed
- Jul 6, 2021
- Trade date
- Dec 23-29, 2020
- Filing delay
- 195 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 29, 2020
This filing lists 4 non-derivative transactions. Open-market purchases total $198.9K. It was filed 195 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Karros Eric P.CIK 0001758388 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2020 | Common Units no par value | PPurchaseAcquired | +9,245 | $9.14 | +$84,499.3 | 16,961 | Indirect | |
| Dec 24, 2020 | Common Units no par value | PPurchaseAcquired | +5,000 | $9.19 | +$45,950 | 21,961 | Indirect | |
| Dec 28, 2020 | Common Units no par value | PPurchaseAcquired | +3,000 | $9.16 | +$27,480 | 24,961 | Indirect | |
| Dec 29, 2020 | Common Units no par value | PPurchaseAcquired | +4,450 | $9.20 | +$40,940 | 29,411 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Form 4 filed on December 29, 2020 inadvertently reported that the Common Units were purchased directly by the Reporting Person. Such Common Units were purchased by a family trust of which the Reporting Person is a trustee and are therefore beneficially owned indirectly by the Reporting Person.