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White Alison Lynn's Form 4/A amendment

Amended

SSR Mining Inc. (SSRM) · filed Apr 10, 2023

Accession no.
0000921638-23-000094
Filed
Apr 10, 2023
Trade date
Mar 30-Apr 3, 2023
Filing delay
11 days
Rule 10b5-1 plan
Not checked
Original filed
Apr 3, 2023

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $70.8K. It was filed 11 days after the trade.

This amendment replaces 0000921638-23-000082 (filed Apr 3, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
White Alison LynnCIK 0001901317Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 30, 2023Common SharesAGrant or awardAcquired+200$0.00F2$066,277Direct
Apr 3, 2023Common SharesSSaleDisposed−4,594$15.41F4−$70,793.5461,683Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 30, 2023Common SharesAGrant or awardAcquired+250$0.00$049,981Direct
Mar 30, 2023Common SharesAGrant or awardAcquired+133$0.00$026,675Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Includes restricted share units granted in connection with the Issuer's quarterly dividend, that vest subject to continuing service of the Reporting Person through the vesting dates and convert on a one-for-one basis into Common Shares upon vesting.

F2

Each restricted share unit represents a contingent right to receive one of the Issuer's Common Shares upon vesting.

Referenced by the price of 1 transaction in Table I.

F3

Shares sold to satisfy tax withholding obligation applicable to the vesting of share-settled restricted stock units.

F4

Shares sold on the TSX at a sale price of CAD $20.85.

Referenced by the price of 1 transaction in Table I.

F5

These performance share units represent a contingent right to receive a cash payment from the Issuer in the first quarter of 2024 in an amount determined pursuant to the plan governing such units based on achievement of specified performance criteria over the applicable performance period and subject to continued service through the vesting date.

F6

Performance share units granted in connection with the Issuer's quarterly dividend.

F7

These performance share units represent a contingent right to receive a cash payment from the Issuer in the first quarter of 2025 in an amount determined pursuant to the plan governing such units based on achievement of specified performance criteria over the applicable performance period and subject to continued service through the vesting date.

Read the full filing on SEC EDGAR (opens in a new tab)