Sparks Michael John's Form 4 filing
SSR Mining Inc. (SSRM) · filed Mar 9, 2023
- Accession no.
- 0000921638-23-000050
- Filed
- Mar 9, 2023
- Trade date
- Mar 7-8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $30.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sparks Michael JohnCIK 0001901319 | Officer (Chief Legal & Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2023 | Common Shares | AGrant or awardAcquired | +32,449 | $0.00 | $0 | 32,449 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each restricted share unit represents a contingent right to receive one of the Issuer's Common Shares upon vesting.
Referenced by the price of 1 transaction in Table I.
- F4
Shares sold on the TSX at a sale price of CAD $18.26.
Referenced by the price of 1 transaction in Table I.