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Farias John's Form 4 filing

Essex Property Trust, Inc. (ESS) · filed Oct 28, 2021

Accession no.
0000920522-21-000067
Filed
Oct 28, 2021
Trade date
Oct 27, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.72M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Farias JohnCIK 0001616175Officer (Senior Vice President and CAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 27, 2021Common StockMOption exerciseAcquired+5,040$240.61+$1,212,674.45,859Direct
Oct 27, 2021Common StockSSaleDisposed−5,040$340.61−$1,716,674.4819Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 27, 2021Common StockMOption exerciseAcquired+5,040$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)