Engel Robert B's Form 4 filing
Heartland Financial USA Inc (HTLF) · filed Mar 13, 2023
- Accession no.
- 0000920112-23-000078
- Filed
- Mar 13, 2023
- Trade date
- Mar 9-13, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $244.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Engel Robert BCIK 0001791732 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | Depositary shares | PPurchaseAcquired | +4,002 | $25.25 | +$101,050.5 | 17,002 | Direct | |
| Mar 10, 2023 | Depositary shares | PPurchaseAcquired | +1,707 | $24.95 | +$42,589.65 | 18,709 | Direct | |
| Mar 13, 2023 | Depositary shares | PPurchaseAcquired | +4,291 | $23.59 | +$101,224.69 | 23,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.