Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Mar 3, 2025
- Accession no.
- 0000919574-25-001761
- Filed
- Mar 3, 2025, 7:12 PM ET
- Trade date
- Feb 27-Mar 3, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions. Open-market purchases total $11.3M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2025 | Common Stock | PPurchaseAcquired | +114,713 | $16.44F2 | +$1,886,053.79 | 11,404,150 | Direct | |
| Feb 27, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,404,150 | Indirect | |
| Feb 27, 2025 | Common Stock | PPurchaseAcquired | +144,603 | $17.52F3 | +$2,534,051.89 | 11,548,753 | Direct | |
| Feb 27, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,548,753 | Indirect | |
| Feb 28, 2025 | Common Stock | PPurchaseAcquired | +153,142 | $17.45F4 | +$2,671,853.16 | 11,701,895 | Direct | |
| Feb 28, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,701,895 | Indirect | |
| Feb 28, 2025 | Common Stock | PPurchaseAcquired | +1,800 | $17.99F5 | +$32,382 | 11,703,695 | Direct | |
| Feb 28, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,703,695 | Indirect | |
| Mar 3, 2025 | Common Stock | PPurchaseAcquired | +230,529 | $16.57F6 | +$3,820,464.91 | 11,934,224 | Direct | |
| Mar 3, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,934,224 | Indirect | |
| Mar 3, 2025 | Common Stock | PPurchaseAcquired | +18,974 | $17.43F7 | +$330,749.08 | 11,953,198 | Direct | |
| Mar 3, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,953,198 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This constitutes the weighted average purchase price. The prices range from $16.00 to $16.99. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This constitutes the weighted average purchase price. The prices range from $17.00 to $17.79. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This constitutes the weighted average purchase price. The prices range from $16.94 to $17.93. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This constitutes the weighted average purchase price. The prices range from $17.94 to $18.195. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This constitutes the weighted average purchase price. The prices range from $16.31 to $17.3050. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This constitutes the weighted average purchase price. The prices range from $17.31 to $17.65. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.