Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Feb 14, 2025
- Accession no.
- 0000919574-25-001539
- Filed
- Feb 14, 2025, 7:00 PM ET
- Trade date
- Feb 12-14, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market purchases total $6.27M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2025 | Common Stock | PPurchaseAcquired | +82,730 | $13.99F2 | +$1,157,003.87 | 10,960,737 | Direct | |
| Feb 12, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,960,737 | Indirect | |
| Feb 12, 2025 | Common Stock | PPurchaseAcquired | +72,017 | $14.90F3 | +$1,072,981.28 | 11,032,754 | Direct | |
| Feb 12, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,032,754 | Indirect | |
| Feb 12, 2025 | Common Stock | PPurchaseAcquired | +104,869 | $15.77F4 | +$1,653,270.27 | 11,137,623 | Direct | |
| Feb 12, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,137,623 | Indirect | |
| Feb 13, 2025 | Common Stock | PPurchaseAcquired | +115,282 | $15.84F5 | +$1,825,513.53 | 11,252,905 | Direct | |
| Feb 13, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,252,905 | Indirect | |
| Feb 14, 2025 | Common Stock | PPurchaseAcquired | +36,532 | $15.49F6 | +$565,997.58 | 11,289,437 | Direct | |
| Feb 14, 2025 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 11,289,437 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This constitutes the weighted average purchase price. The prices range from $13.50 to $14.495. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This constitutes the weighted average purchase price. The prices range from $14.50 to $15.42. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This constitutes the weighted average purchase price. The prices range from $15.50 to $15.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This constitutes the weighted average purchase price. The prices range from $15.605 to $15.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This constitutes the weighted average purchase price. The prices range from $15.23 to $15.96. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.