Manchester Management Co LLC's Form 4 filing
SANUWAVE Health, Inc. (SNWV) · filed Oct 23, 2024
- Accession no.
- 0000919574-24-005981
- Filed
- Oct 23, 2024, 1:03 PM ET
- Trade date
- Oct 18, 2024
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 18 non-derivative transactions and 17 derivative transactions. Open-market purchases total $1.50M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Manchester Management Co LLCCIK 0001169253 | Other: Director by Deputization |
| Manchester Explorer, L.P.CIK 0001411524 | Other: Director by Deputization |
| Besser James ECIK 0001512127 | Other: Director by Deputization |
| Frank Morgan C.CIK 0001593072 | 10% Owner, Other: Director by Deputization |
| Manchester Management PR, LLCCIK 0001735534 | Other: Director by Deputization |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +150,000 | $15.00 | +$2,250,000 | 462,226 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +141,667 | $25.13 | +$3,560,091.71 | 603,893 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +18,000 | $15.00 | +$270,000 | 621,893 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +17,000 | $25.13 | +$427,210 | 638,893 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | CConversionAcquired | +7,667 | $15.00 | +$115,005 | 646,560 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +6,000 | $15.00 | +$90,000 | 652,560 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +5,667 | $25.13 | +$142,411.71 | 658,227 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | CConversionAcquired | +57,498 | $15.00 | +$862,470 | 715,725 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | CConversionAcquired | +8,625 | $15.00 | +$129,375 | 724,350 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +44,998 | $15.00 | +$674,970 | 769,348 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +6,750 | $15.00 | +$101,250 | 776,098 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +42,498 | $25.13 | +$1,067,974.74 | 818,596 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +6,375 | $25.13 | +$160,203.75 | 824,971 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | PPurchaseAcquired | +181,818 | $8.25 | +$1,499,998.5 | 1,006,790 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +24,000 | $15.00 | +$360,000 | 61,332 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +22,667 | $25.13 | +$569,621.71 | 83,999 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +15,000 | $15.00 | +$225,000 | 38,486 | Direct | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherAcquired | +14,167 | $25.13 | +$356,016.71 | 52,653 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −150,000 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −141,667 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −18,000 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −17,000 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | CConversionDisposed | −7,667 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −6,000 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −5,667 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | CConversionDisposed | −57,498 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | CConversionDisposed | −8,625 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −44,998 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −6,750 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −42,498 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −6,375 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −24,000 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −22,667 | – | – | 0 | Indirect | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −15,000 | – | – | 0 | Direct | |
| Oct 18, 2024 | Common Stock, par value $0.001 | JOtherDisposed | −14,167 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.