Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Jan 5, 2024
- Accession no.
- 0000919574-24-000139
- Filed
- Jan 5, 2024, 7:07 PM ET
- Trade date
- Jan 3-5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market purchases total $6.48M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2024 | Common Stock | PPurchaseAcquired | +6,573 | $28.93F2 | +$190,143.74 | 10,544,408 | Direct | |
| Jan 3, 2024 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,544,408 | Indirect | |
| Jan 4, 2024 | Common Stock | PPurchaseAcquired | +63,246 | $28.91F3 | +$1,828,182.55 | 10,607,654 | Direct | |
| Jan 4, 2024 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,607,654 | Indirect | |
| Jan 5, 2024 | Common Stock | PPurchaseAcquired | +156,634 | $28.48F4 | +$4,460,341.11 | 10,764,288 | Direct | |
| Jan 5, 2024 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,764,288 | Indirect | |
| Jan 5, 2024 | Common Stock | PPurchaseAcquired | +100 | $28.90 | +$2,889.5 | 10,764,388 | Direct | |
| Jan 5, 2024 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,764,388 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This constitutes the weighted average purchase price. The prices range from $28.85 to $28.99. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This constitutes the weighted average purchase price. The prices range from $28.74 to $28.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This constitutes the weighted average purchase price. The prices range from $27.88 to $28.82. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.