Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Nov 14, 2023
- Accession no.
- 0000919574-23-006422
- Filed
- Nov 14, 2023, 7:13 PM ET
- Trade date
- Nov 10-13, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.14M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Common Stock | PPurchaseAcquired | +34,320 | $32.73 | +$1,123,382.83 | 10,102,337 | Direct | |
| Nov 10, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,102,337 | Indirect | |
| Nov 13, 2023 | Common Stock | PPurchaseAcquired | +507 | $33.04 | +$16,749.35 | 10,102,844 | Direct | |
| Nov 13, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,102,844 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.