Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Nov 9, 2023
- Accession no.
- 0000919574-23-006051
- Filed
- Nov 9, 2023, 7:01 PM ET
- Trade date
- Nov 7-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions. Open-market purchases total $9.66M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | PPurchaseAcquired | +9,731 | $34.03F2 | +$331,127.44 | 9,788,608 | Direct | |
| Nov 7, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,788,608 | Indirect | |
| Nov 8, 2023 | Common Stock | PPurchaseAcquired | +139,409 | $33.71F3 | +$4,699,073.1 | 9,928,017 | Direct | |
| Nov 8, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,928,017 | Indirect | |
| Nov 9, 2023 | Common Stock | PPurchaseAcquired | +119,390 | $33.00F4 | +$3,939,273.05 | 10,047,407 | Direct | |
| Nov 9, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,047,407 | Indirect | |
| Nov 9, 2023 | Common Stock | PPurchaseAcquired | +20,610 | $33.64F5 | +$693,308.03 | 10,068,017 | Direct | |
| Nov 9, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 10,068,017 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This constitutes the weighted average purchase price. The prices range from $33.8461 to $34.09. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price
Referenced by the price of 1 transaction in Table I.
- F3
This constitutes the weighted average purchase price. The prices range from $33.37 to $34.09. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This constitutes the weighted average purchase price. The prices range from $32.55 to $33.5413. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price
Referenced by the price of 1 transaction in Table I.
- F5
This constitutes the weighted average purchase price. The prices range from $33.5450 to $34.0250. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.