Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Nov 6, 2023
- Accession no.
- 0000919574-23-005957
- Filed
- Nov 6, 2023, 7:01 PM ET
- Trade date
- Nov 2-6, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 0 derivative transactions. Open-market purchases total $10.8M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 2, 2023 | Common Stock | PPurchaseAcquired | +87,849 | $35.64 | +$3,131,026.21 | 9,557,572 | Direct | |
| Nov 2, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,557,572 | Indirect | |
| Nov 2, 2023 | Common Stock | PPurchaseAcquired | +56,178 | $36.03 | +$2,024,216.93 | 9,613,750 | Direct | |
| Nov 2, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,613,750 | Indirect | |
| Nov 3, 2023 | Common Stock | PPurchaseAcquired | +520 | $36.06 | +$18,752.55 | 9,614,270 | Direct | |
| Nov 3, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,614,270 | Indirect | |
| Nov 6, 2023 | Common Stock | PPurchaseAcquired | +164,607 | $34.16 | +$5,623,518.32 | 9,778,877 | Direct | |
| Nov 6, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,778,877 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.