Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Oct 6, 2023
- Accession no.
- 0000919574-23-005556
- Filed
- Oct 6, 2023, 7:43 PM ET
- Trade date
- Oct 4-6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market purchases total $7.76M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 4, 2023 | Common Stock | PPurchaseAcquired | +32,523 | $37.93 | +$1,233,649.43 | 9,296,950 | Direct | |
| Oct 4, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,296,950 | Indirect | |
| Oct 5, 2023 | Common Stock | PPurchaseAcquired | +97,474 | $37.92 | +$3,696,399.28 | 9,394,424 | Direct | |
| Oct 5, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,394,424 | Indirect | |
| Oct 6, 2023 | Common Stock | PPurchaseAcquired | +75,299 | $37.62 | +$2,832,417.06 | 9,469,723 | Direct | |
| Oct 6, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,469,723 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.