Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Sep 21, 2023
- Accession no.
- 0000919574-23-005307
- Filed
- Sep 21, 2023, 8:31 PM ET
- Trade date
- Sep 19-21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market purchases total $11.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2023 | Common Stock | PPurchaseAcquired | +4,490 | $40.89F2 | +$183,612.71 | 8,977,534 | Direct | |
| Sep 19, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,977,534 | Indirect | |
| Sep 20, 2023 | Common Stock | PPurchaseAcquired | +132,079 | $40.67F3 | +$5,372,273.7 | 9,109,613 | Direct | |
| Sep 20, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,109,613 | Indirect | |
| Sep 21, 2023 | Common Stock | PPurchaseAcquired | +154,814 | $39.62F4 | +$6,133,467.5 | 9,264,427 | Direct | |
| Sep 21, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 9,264,427 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This constitutes the weighted average purchase price. The prices range from $40.78 to $40.9853. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This constitutes the weighted average purchase price. The prices range from $40.49 to $40.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This constitutes the weighted average purchase price. The prices range from $39.1250 to $40.2549. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.