Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Sep 7, 2023
- Accession no.
- 0000919574-23-005138
- Filed
- Sep 7, 2023, 7:00 PM ET
- Trade date
- Sep 5-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market purchases total $7.87M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2023 | Common Stock | PPurchaseAcquired | +20,144 | $41.87F2 | +$843,455.47 | 8,803,226 | Direct | |
| Sep 5, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,803,226 | Indirect | |
| Sep 6, 2023 | Common Stock | PPurchaseAcquired | +108,944 | $41.43F3 | +$4,513,735.12 | 8,912,170 | Direct | |
| Sep 6, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,912,170 | Indirect | |
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +60,874 | $41.26F4 | +$2,511,722.11 | 8,973,044 | Direct | |
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,973,044 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This constitutes the weighted average purchase price. The prices range from $41.45 to $41.96. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This constitutes the weighted average purchase price. The prices range from $41.1679 to $42.11. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This constitutes the weighted average purchase price. The prices range from $40.96 to $41.72. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.