Small Robert J's Form 4 filing
TransDigm Group INCTDG · filed Feb 28, 2023
- Accession no.
- 0000919574-23-001967
- Filed
- Feb 28, 2023
- Trade date
- Feb 24, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $3.28M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Small Robert JCIK 0001234544 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2023 | Common Stock | SSaleDisposed | −500 | $736.57F5 | −$368,285 | 61,538 | Direct | |
| Feb 24, 2023 | Common Stock | SSaleDisposed | −595 | $737.90F6 | −$439,050.5 | 60,943 | Direct | |
| Feb 24, 2023 | Common Stock | SSaleDisposed | −1,205 | $738.59F7 | −$890,000.95 | 59,738 | Direct | |
| Feb 24, 2023 | Common Stock | SSaleDisposed | −846 | $739.52F8 | −$625,633.92 | 58,892 | Direct | |
| Feb 24, 2023 | Common Stock | SSaleDisposed | −500 | $740.70F9 | −$370,350 | 58,392 | Direct | |
| Feb 24, 2023 | Common Stock | SSaleDisposed | −793 | $741.56F10 | −$588,057.08 | 57,599 | Direct | |
| Feb 24, 2023 | Common Stock | GGiftDisposed | −15,000 | $0.00F11 | $0 | 42,599 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $736.12 to $737.1199. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $737.12 to $738.1199. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $738.12 to $739.1199. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $739.12 to $740.1199. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $740.12 to $741.1199. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $741.12 to $742.045. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
Represents shares of Common Stock that were disposed of by the Reporting Person pursuant to a gift to a donor advised fund for no consideration.
Referenced by the price of 1 transaction in Table I.