Needham George A's Form 4 filing
KVH Industries Inc (KVHI) · filed Jan 13, 2023
- Accession no.
- 0000919574-23-000338
- Filed
- Jan 13, 2023, 6:18 PM ET
- Trade date
- May 27-Jun 6, 2022
- Filing delay
- 231 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $120.0K. It was filed 231 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Needham George ACIK 0001215611 | 10% Owner |
| Needham Group, Inc.CIK 0001396716 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 27, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +4,500 | $7.75 | +$34,864.2 | 1,819,500 | Indirect | |
| Jun 2, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +2,650 | $7.58 | +$20,078.79 | 1,822,150 | Indirect | |
| Jun 6, 2022 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +8,350 | $7.79 | +$65,080.74 | 1,830,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.