Broadwood Partners, L.P.'s Form 4 filing
Staar Surgical Co (STAA) · filed Dec 29, 2022
- Accession no.
- 0000919574-22-007188
- Filed
- Dec 29, 2022, 6:26 PM ET
- Trade date
- Dec 27-29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $9.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2022 | Common Stock | PPurchaseAcquired | +51,985 | $47.91F2 | +$2,490,533.77 | 8,643,992 | Direct | |
| Dec 27, 2022 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,643,992 | Indirect | |
| Dec 28, 2022 | Common Stock | PPurchaseAcquired | +100,000 | $46.98F3 | +$4,697,610 | 8,743,992 | Direct | |
| Dec 28, 2022 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,743,992 | Indirect | |
| Dec 29, 2022 | Common Stock | PPurchaseAcquired | +39,090 | $47.93F4 | +$1,873,431.25 | 8,783,082 | Direct | |
| Dec 29, 2022 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 8,783,082 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This constitutes the weighted average purchase price. The prices range from $47.32 to $48.19. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This constitutes the weighted average purchase price. The prices range from $46.38 to $48.185. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This constitutes the weighted average purchase price. The prices range from $47.78 to $47.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.