Small Robert J's Form 4/A amendment
AmendedTransDigm Group INCTDG ยท filed Jun 3, 2022
- Accession no.
- 0000919574-22-003737
- Filed
- Jun 3, 2022
- Trade date
- May 23, 2022
- Filing delay
- 11 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 23, 2022
This filing lists 16 non-derivative transactions. Open-market purchases total $16.1M. It was filed 11 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Small Robert JCIK 0001234544 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2022 | Common Stock | PPurchaseAcquired | +3,611 | $560.71F7 | +$2,024,723.81 | 188,697 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +895 | $560.71F7 | +$501,835.45 | 2,411,175 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +396 | $561.04F8 | +$222,171.84 | 189,093 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +98 | $561.04F8 | +$54,981.92 | 2,411,273 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +80 | $563.02F9 | +$45,041.6 | 189,173 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +20 | $563.02F9 | +$11,260.4 | 2,411,293 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +547 | $563.36F10 | +$308,157.92 | 189,720 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +135 | $563.36F10 | +$76,053.6 | 2,411,428 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +2,003 | $564.90F11 | +$1,131,494.7 | 191,723 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +497 | $564.90F11 | +$280,755.3 | 2,411,925 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +5,019 | $565.52F12 | +$2,838,344.88 | 196,742 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +1,244 | $565.52F12 | +$703,506.88 | 2,413,169 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +10,986 | $566.39F13 | +$6,222,360.54 | 207,728 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +2,722 | $566.39F13 | +$1,541,713.58 | 2,415,891 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +160 | $567.06F14 | +$90,729.6 | 207,888 | Indirect | Duplicate filing |
| May 23, 2022 | Common Stock | PPurchaseAcquired | +40 | $567.06F14 | +$22,682.4 | 2,415,931 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F2
Represents shares held directly or indirectly by Berkshire Fund VIII, L.P. ("VIII"), Berkshire Fund VIII-A, L.P. ("VIII-A"), Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV") and Stockbridge Fund, L.P. ("SF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to VIII, VIII-A, IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF. Eighth Berkshire Associates LLC ("8BA") is the general partner of each of VIII and VIII-A. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A.
- F3
[Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of SF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 8BA, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F4
Represents shares of Common Stock beneficially owned by certain family trusts. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such family trusts.
- F5
Represents shares of Common Stock beneficially owned by a trust. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such trust.
- F6
Represents shares of Common Stock held directly by the Reporting Person.
- F7
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $560.03 to $561.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $561.03 to $562.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $562.03 to $563.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $563.03 to $564.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $564.03 to $565.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $565.03 to $566.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $566.03 to $567.0299. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions within the range of $567.03 to $567.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
Remarks
Part 2 of 2. Amendment is being filed to correct the total number of securities held.