Broadwood Partners, L.P.'s Form 4 filing
Insight Molecular Diagnostics Inc. (IMDX) · filed Apr 15, 2022
- Accession no.
- 0000919574-22-002783
- Filed
- Apr 15, 2022, 6:13 PM ET
- Trade date
- Apr 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market purchases total $8.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Broadwood Partners, L.P.CIK 0001278386 | 10% Owner |
| Broadwood Capital IncCIK 0001278387 | 10% Owner |
| Bradsher Neal CCIK 0001278388 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 14, 2022 | Common Stock, no par value | PPurchaseAcquired | +6,003,752 | $1.33 | +$7,999,999.54 | 23,353,697 | Direct | |
| Apr 14, 2022 | Common Stock, no par value | PPurchaseAcquired | 0 | $0.00 | $0 | 23,353,697 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 13, 2022 | Common Stock | AGrant or awardAcquired | +3,884,675 | – | – | 5,882.35 | Direct | |
| Apr 13, 2022 | Common Stock | AGrant or awardAcquired | +3,884,675 | – | – | 5,882.35 | Indirect | |
| Apr 14, 2022 | Common Stock | AGrant or awardAcquired | +3,001,876 | – | – | 6,003,752 | Direct | |
| Apr 14, 2022 | Common Stock | AGrant or awardAcquired | +3,001,876 | – | – | 6,003,752 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.