Sun Valley Gold LLC's Form 4 filing
Vista Gold Corp (VGZ) · filed Feb 15, 2022
- Accession no.
- 0000919574-22-001665
- Filed
- Feb 15, 2022, 4:34 PM ET
- Trade date
- Jul 12, 2021
- Filing delay
- 218 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $1.43M. It was filed 218 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sun Valley Gold LLCCIK 0001280493 | 10% Owner |
| Sun Valley Gold Master Fund, LtdCIK 0001318295 | 10% Owner |
| Palmedo Peter F.CIK 0001508389 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2021 | Common Shares | PPurchaseAcquired | +852,800 | $1.10 | +$938,080 | 6,193,815 | Indirect | |
| Jul 12, 2021 | Common Shares | PPurchaseAcquired | +447,200 | $1.10 | +$491,920 | 13,728,729 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2021 | Common Shares | PPurchaseAcquired | +426,400 | $1.10 | +$469,040 | 426,400 | Indirect | |
| Jul 12, 2021 | Common Shares | PPurchaseAcquired | +223,600 | $1.10 | +$245,960 | 223,600 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.