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Frank Morgan C.'s Form 4 filing

Modular Medical, Inc. (MODD) · filed Feb 14, 2022

Accession no.
0000919574-22-001656
Filed
Feb 14, 2022, 8:15 PM ET
Trade date
Feb 10, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $1.80M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Frank Morgan C.CIK 0001593072Director, 10% Owner
Manchester Management Co LLCCIK 000116925310% Owner, Other: Director by Deputization
Manchester Explorer, L.P.CIK 000141152410% Owner
Besser James ECIK 000151212710% Owner
Manchester Management PR, LLCCIK 000173553410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 10, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+300,000$6.00+$1,800,0001,983,803Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 10, 2022Common Stock, par value $0.001 per shareAGrant or awardAcquired+300,000––300,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)