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Heyman Gregory Parker's Form 4 filing

Lowell Farms Inc. (LOWLF) · filed Oct 18, 2021

Accession no.
0000919574-21-006369
Filed
Oct 18, 2021
Trade date
Sep 28, 2021
Filing delay
20 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $55.5K. It was filed 20 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Heyman Gregory ParkerCIK 000186075810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 28, 2021Subordinate Voting SharesPPurchaseAcquired+50,000$1.11F1+$55,50050,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This constitutes the weighted average purchase price of the reported security (the "Shares"). The prices range from $1.08 to $1.13. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of Shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)