Harbert Management Corp's Form 4 filing
Qumu Corp (QUMU) · filed Aug 13, 2021
- Accession no.
- 0000919574-21-005215
- Filed
- Aug 13, 2021, 6:56 PM ET
- Trade date
- Aug 11-13, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $809.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harbert Management CorpCIK 0001259933 | Director |
| Harbert Fund Advisors, Inc.CIK 0001616659 | Director |
| Lucas KenanCIK 0001642389 | Director |
| Harbert Discovery Fund GP, LLCCIK 0001642538 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +175,000 | $2.44 | +$427,822.5 | 1,585,621 | Indirect | |
| Aug 12, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +65,378 | $2.50 | +$163,458.08 | 1,650,999 | Indirect | |
| Aug 13, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +87,885 | $2.48 | +$217,849.34 | 1,738,884 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.