Tozier Scott's Form 4 filing
Albemarle Corp (ALB) · filed Mar 2, 2023
- Accession no.
- 0000915913-23-000081
- Filed
- Mar 2, 2023
- Trade date
- Feb 28-Mar 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $106.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tozier ScottCIK 0001511133 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2023 | Common Stock | MOption exerciseAcquired | +12,218 | $0.00 | $0 | 76,437 | Direct | |
| Feb 28, 2023 | Common Stock | FTax withholdingDisposed | −5,462 | $254.31 | −$1,389,041.22 | 70,975 | Direct | |
| Feb 28, 2023 | Common Stock | MOption exerciseAcquired | +1,680 | $0.00 | $0 | 72,655 | Direct | |
| Feb 28, 2023 | Common Stock | FTax withholdingDisposed | −751 | $254.31 | −$190,986.81 | 71,904 | Direct | |
| Feb 28, 2023 | Common Stock | AGrant or awardAcquired | +3,360 | $0.00 | $0 | 75,264 | Direct | |
| Feb 28, 2023 | Common Stock | FTax withholdingDisposed | −1,502 | $254.31 | −$381,973.62 | 73,762 | Direct | |
| Feb 28, 2023 | Common Stock | AGrant or awardAcquired | +3,360 | $0.00 | $0 | 77,122 | Direct | |
| Feb 28, 2023 | Common Stock | FTax withholdingDisposed | −1,502 | $254.31 | −$381,973.62 | 75,620 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −417 | $255.49 | −$106,539.33 | 75,203 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2023 | Common Stock | MOption exerciseDisposed | −12,218 | $0.00 | $0 | 0 | Direct | |
| Feb 28, 2023 | Common Stock | MOption exerciseDisposed | −1,680 | $0.00 | $0 | 1,680 | Direct | |
| Feb 28, 2023 | Common Stock | AGrant or awardAcquired | +3,360 | $0.00 | $0 | 3,360 | Direct | |
| Feb 28, 2023 | Common Stock | AGrant or awardAcquired | +3,360 | $0.00 | $0 | 3,360 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.