Tozier Scott's Form 4 filing
Albemarle Corp (ALB) · filed Nov 8, 2021
- Accession no.
- 0000915913-21-000185
- Filed
- Nov 8, 2021
- Trade date
- Nov 8, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.0M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tozier ScottCIK 0001511133 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +14,010 | $56.56 | +$792,405.6 | 69,915 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +22,320 | $56.08 | +$1,251,705.6 | 92,235 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −3,098 | $273.50 | −$847,303 | 89,137 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −4,001 | $274.39 | −$1,097,834.39 | 85,136 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −3,090 | $275.15 | −$850,213.5 | 82,046 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −5,381 | $276.42 | −$1,487,416.02 | 76,665 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −18,960 | $277.48 | −$5,261,020.8 | 57,705 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −1,800 | $278.05 | −$500,490 | 55,905 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −14,010 | $0.00 | $0 | 0 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −22,320 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.