Kurtenbach Matthew John's Form 4 filing
Daktronics Inc (DAKT) · filed Sep 15, 2023
- Accession no.
- 0000915779-23-000119
- Filed
- Sep 15, 2023
- Trade date
- Sep 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $113.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurtenbach Matthew JohnCIK 0001585065 | Officer (VP of Manufacturing) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2023 | Common Stock | MOption exerciseAcquired | +2,500 | $5.66 | +$14,150 | 211,406 | Direct | |
| Sep 13, 2023 | Common Stock | MOption exerciseAcquired | +7,500 | $4.11 | +$30,825 | 218,906 | Direct | |
| Sep 13, 2023 | Common Stock | MOption exerciseAcquired | +2,250 | $3.02 | +$6,795 | 221,156 | Direct | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −2,500 | $9.27 | −$23,175 | 218,656 | Direct | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −7,500 | $9.27 | −$69,525 | 211,156 | Direct | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −2,250 | $9.27 | −$20,857.5 | 208,906 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2023 | Common Stock | MOption exerciseDisposed | −2,500 | $9.27 | −$23,175 | 72,461 | Direct | |
| Sep 13, 2023 | Common Stock | MOption exerciseDisposed | −7,500 | $9.27 | −$69,525 | 64,961 | Direct | |
| Sep 13, 2023 | Common Stock | MOption exerciseDisposed | −2,250 | $9.27 | −$20,857.5 | 62,711 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.