Costa Mark J's Form 4 filing
Eastman Chemical Co (EMN) · filed Nov 27, 2024
- Accession no.
- 0000915389-24-000235
- Filed
- Nov 27, 2024
- Trade date
- Nov 26, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.42M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Costa Mark JCIK 0001364708 | Director, Officer (CEO & Board Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2024 | Common Stock | MOption exerciseAcquired | +2,224 | $65.16 | +$144,915.84 | 397,923 | Direct | |
| Nov 26, 2024 | Common Stock | SSaleDisposed | −2,224 | $105.63F1 | −$234,921.12 | 395,699 | Direct | |
| Nov 26, 2024 | Common Stock | MOption exerciseAcquired | +87,508 | $65.16 | +$5,702,021.28 | 483,207 | Direct | |
| Nov 26, 2024 | Common Stock | SSaleDisposed | −87,508 | $105.01F1 | −$9,189,215.08 | 395,699 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2024 | Common Stock | MOption exerciseDisposed | −2,224 | $0.00 | $0 | 159,269 | Direct | |
| Nov 26, 2024 | Common Stock | MOption exerciseDisposed | −87,508 | $0.00 | $0 | 71,761 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Average weighted sale price for shares disposed of in the reported transaction. The shares were sold at various prices per share ranging from $105 to $105.84. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in this footnote (1).
Referenced by the price of 2 transactions in Table I.