Holt Adrian James's Form 4 filing
Eastman Chemical Co (EMN) · filed May 13, 2024
- Accession no.
- 0000915389-24-000160
- Filed
- May 13, 2024
- Trade date
- May 10, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $370.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holt Adrian JamesCIK 0001977296 | Officer (SVP, Chf HR Ofcr) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +2,301 | $82.69 | +$190,269.69 | 2,301 | Direct | |
| May 10, 2024 | Common Stock | SSaleDisposed | −2,301 | $101.26F1 | −$232,999.26 | 0 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseAcquired | +1,361 | $83.84 | +$114,106.24 | 1,361 | Direct | |
| May 10, 2024 | Common Stock | SSaleDisposed | −1,361 | $101.26 | −$137,814.86 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −2,301 | $0.00 | $0 | 0 | Direct | |
| May 10, 2024 | Common Stock | MOption exerciseDisposed | −1,361 | $0.00 | $0 | 2,723 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $101.26 to $101.28. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
Referenced by the price of 1 transaction in Table I.