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Kumar Nisha's Form 4 filing

Western Asset Diversified Income Fund (WDI) (WDI) · filed Nov 29, 2024

Accession no.
0000914851-24-000369
Filed
Nov 29, 2024
Trade date
Apr 8, 2024
Filing delay
235 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $100.0K. It was filed 235 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kumar NishaCIK 0001662962Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 8, 2024Common StockPPurchaseAcquired+6,911.79$14.47F1+$100,013.620,636.3Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $14.4600 to $14.4700 inclusive. Ms. Kumar undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)