Franklin Resources Inc's Form 4 filing
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) · filed Oct 18, 2024
- Accession no.
- 0000914851-24-000246
- Filed
- Oct 18, 2024
- Trade date
- Oct 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $1.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Franklin Resources IncCIK 0000038777 | Other: Affiliate of Investment Adv |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 16, 2024 | Common Stock | SSaleDisposed | −8,467 | $43.69 | −$369,923.23 | 51,019 | Direct | |
| Oct 17, 2024 | Common Stock | SSaleDisposed | −6,600 | $43.69 | −$288,354 | 44,419 | Direct | |
| Oct 18, 2024 | Common Stock | SSaleDisposed | −7,900 | $43.71 | −$345,309 | 36,519 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.