Franklin Resources Inc's Form 4 filing
ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) · filed Aug 24, 2022
- Accession no.
- 0000914851-22-000070
- Filed
- Aug 24, 2022
- Trade date
- Aug 22-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $263.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Franklin Resources IncCIK 0000038777 | Other: Affiliate of Investment Adv. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2022 | Common Stock | PPurchaseAcquired | +4,328 | $30.70 | +$132,869.6 | 8,959 | Direct | |
| Aug 23, 2022 | Common Stock | PPurchaseAcquired | +4,200 | $31.18 | +$130,956 | 13,159 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.