Franklin Resources Inc's Form 4 filing
Clarion Partners Real Estate Income Fund Inc. · filed Aug 5, 2021
- Accession no.
- 0000914851-21-000069
- Filed
- Aug 5, 2021
- Trade date
- Apr 21-May 24, 2021
- Filing delay
- 106 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $6.40M. It was filed 106 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Franklin Resources IncCIK 0000038777 | 10% Owner, Other: Affiliate of Investment Adv. |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2021 | Common Stock | PPurchaseAcquired | +614,203.46 | $10.42 | +$6,400,000.05 | 5,762,384.92 | Direct | |
| May 24, 2021 | Common Stock | AGrant or awardAcquired | +1,435,406.7 | $10.45 | +$15,000,000.02 | 7,197,791.62 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.