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Rotsztain Diego's Form 4 filing

StoneX Group Inc. (SNEX) · filed Dec 17, 2024

Accession no.
0000913760-24-000200
Filed
Dec 17, 2024
Trade date
Dec 13-16, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $432.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rotsztain DiegoCIK 0001511110Officer (Chief Governance/Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 13, 2024Restricted Shares of Common StockAGrant or awardAcquired+5,520$0.00$021,740Direct
Dec 16, 2024Common StockFTax withholdingDisposed−2,872$99.21−$284,931.1218,868Direct
Dec 16, 2024Common StockSSaleDisposed−4,426$97.75F2−$432,641.514,442Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)