Lyon Charles M's Form 4 filing
StoneX Group Inc. (SNEX) · filed Feb 14, 2024
- Accession no.
- 0000913760-24-000032
- Filed
- Feb 14, 2024
- Trade date
- Feb 12-13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.26M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lyon Charles MCIK 0001620576 | Other: President and CEO - subsidiary |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| – | Common Stock | MOption exerciseAcquired | +3,659 | $30.00 | +$109,770 | 65,216 | Direct | Invalid date |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −3,659 | $67.29F1 | −$246,214.11 | 61,557 | Direct | |
| Feb 13, 2024 | Common Stock | MOption exerciseAcquired | +15,552 | $30.00 | +$466,560 | 77,109 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −15,552 | $65.11F1 | −$1,012,590.72 | 61,557 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| – | Common Stock | MOption exerciseDisposed | −3,659 | $0.00 | $0 | 371,341 | Direct | Invalid date |
| Feb 13, 2024 | Common Stock | MOption exerciseDisposed | −15,552 | $0.00 | $0 | 355,789 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.