Kim Young-Jin's Form 4 filing
Rezolute, Inc. (RZLT) · filed Feb 19, 2025
- Accession no.
- 0000912282-25-000176
- Filed
- Feb 19, 2025
- Trade date
- Jun 25, 2024-Feb 16, 2025
- Filing delay
- 239 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $5.00M. It was filed 239 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kim Young-JinCIK 0001768406 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2025 | Common Shares | AGrant or awardAcquired | +25,500 | $0.00 | $0 | 140,950 | Direct | |
| Jun 25, 2024 | Common Shares | PPurchaseAcquired | +1,250,000 | $4.00 | +$5,000,000 | 7,192,617 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2025 | Common Shares | AGrant or awardAcquired | +15,000 | $0.00 | $0 | 15,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.