Skip to main content

Roberts Brian Kenneth's Form 4 filing

Rezolute, Inc. (RZLT) · filed Jun 14, 2024

Accession no.
0000912282-24-000496
Filed
Jun 14, 2024
Trade date
Jun 14, 2024
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $29.7K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Roberts Brian KennethCIK 0001829608Officer (Chief Medical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 14, 2024Common SharesPPurchaseAcquired+4,000$3.91+$15,64054,052Direct
Jun 14, 2024Common SharesPPurchaseAcquired+300$3.96+$1,18854,352Direct
Jun 14, 2024Common SharesPPurchaseAcquired+3,000$3.91+$11,73013,000Indirect
Jun 14, 2024Common SharesPPurchaseAcquired+300$3.97+$1,1911,376Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)