Handok, Inc.'s Form 4 filing
Rezolute, Inc. (RZLT) · filed Mar 19, 2024
- Accession no.
- 0000912282-24-000283
- Filed
- Mar 19, 2024
- Trade date
- Oct 15, 2021-Jul 22, 2022
- Filing delay
- 886 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $17.0M. It was filed 886 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Handok, Inc.CIK 0001798101 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Common Shares | PPurchaseAcquired | +769,231 | $6.50 | +$5,000,001.5 | 2,784,722 | Direct | |
| Jul 22, 2022 | Common Shares | PPurchaseAcquired | +3,157,895 | $3.80 | +$12,000,001 | 5,942,617 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.