Crescat Portfolio Management LLC's Form 4 filing
Timberline Resources Corp (TLRS) · filed Mar 15, 2024
- Accession no.
- 0000912282-24-000266
- Filed
- Mar 15, 2024, 5:32 PM ET
- Trade date
- Dec 28, 2023
- Filing delay
- 78 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 5 derivative transactions. Open-market purchases total $100.0K. It was filed 78 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Crescat Portfolio Management LLCCIK 0001823720 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +1,575,000 | $0.04F1 | +$63,000 | 10,795,811 | Indirect | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +37,500 | $0.04F1 | +$1,500 | 105,711 | Indirect | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +710,000 | $0.04F1 | +$28,400 | 13,074,725 | Indirect | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +40,000 | $0.04F1 | +$1,600 | 132,850 | Indirect | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +137,500 | $0.04F1 | +$5,500 | 1,832,846 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +1,575,000 | $0.04F1 | +$63,000 | 1,575,000 | Indirect | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +37,500 | $0.04F1 | +$1,500 | 37,500 | Indirect | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +710,000 | $0.04F1 | +$28,400 | 710,000 | Indirect | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +40,000 | $0.04F1 | +$1,600 | 40,000 | Indirect | |
| Dec 28, 2023 | Common Stock | PPurchaseAcquired | +137,500 | $0.04F1 | +$5,500 | 137,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Unit price of $0.04 included one share of common stock and one warrant exercisable for the purchase of one additional share of common stock.
Referenced by the price of 5 transactions in Table I and 5 transactions in Table II.