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Crescat Portfolio Management LLC's Form 4 filing

Timberline Resources Corp (TLRS) · filed Mar 15, 2024

Accession no.
0000912282-24-000260
Filed
Mar 15, 2024, 5:00 PM ET
Trade date
Aug 31, 2023
Filing delay
197 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 5 derivative transactions. Open-market purchases total $200.0K. It was filed 197 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Crescat Portfolio Management LLCCIK 000182372010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 2023Common StockPPurchaseAcquired+34,807$0.05F1+$1,740.3534,807Indirect
Aug 31, 2023Common StockPPurchaseAcquired+1,270,477$0.05F1+$63,523.8512,278,425Indirect
Aug 31, 2023Common StockPPurchaseAcquired+260,810$0.05F1+$13,040.51,647,746Indirect
Aug 31, 2023Common StockPPurchaseAcquired+2,365,695$0.05F1+$118,284.759,220,811Indirect
Aug 31, 2023Common StockPPurchaseAcquired+68,211$0.05F1+$3,410.5568,211Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 31, 2023Common SharesPPurchaseAcquired+17,404$0.05F1+$870.217,404Indirect
Aug 31, 2023Common SharesPPurchaseAcquired+635,239$0.05F1+$31,761.95635,239Indirect
Aug 31, 2023Common SharesPPurchaseAcquired+130,405$0.05F1+$6,520.25130,405Indirect
Aug 31, 2023Common SharesPPurchaseAcquired+1,182,848$0.05F1+$59,142.41,182,848Indirect
Aug 31, 2023Common SharesPPurchaseAcquired+34,106$0.05F1+$1,705.334,106Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Unit price of $0.05 included one share of common stock and one-half of one warrant; each whole warrant is exercisable for the purchase of one additional share of common stock.

Referenced by the price of 5 transactions in Table I and 5 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)