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Kim Young-Jin's Form 4 filing

Rezolute, Inc. (RZLT) · filed Mar 14, 2024

Accession no.
0000912282-24-000249
Filed
Mar 14, 2024
Trade date
Jul 22, 2022-Mar 7, 2024
Filing delay
601 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $369.7K. It was filed 601 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kim Young-JinCIK 0001768406Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 22, 2022Common SharesPPurchaseAcquired+78,947$3.80+$299,998.678,947Direct
Mar 7, 2024Common SharesPPurchaseAcquired+36,503$1.91+$69,720.73115,450Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)