Warke Richard W's Form 4 filing
Augusta Gold Corp. (AUGG) · filed Oct 12, 2023
- Accession no.
- 0000912282-23-000401
- Filed
- Oct 12, 2023, 12:38 PM ET
- Trade date
- Oct 10-11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $7.60K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warke Richard WCIK 0001390411 | Director, Officer (Executive Chairman), 10% Owner |
| Augusta Investments Inc.CIK 0001829144 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 10, 2023 | Common Shares | PPurchaseAcquired | +5,000 | $0.49F1 | +$2,450 | 25,360,388 | Direct | |
| Oct 11, 2023 | Common Shares | PPurchaseAcquired | +5,000 | $0.51F3 | +$2,550 | 25,365,388 | Direct | |
| Oct 11, 2023 | Common Shares | PPurchaseAcquired | +5,000 | $0.52F4 | +$2,600 | 25,370,388 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Converted from Canadian purchase price of $0.66 using an exchange rate of C$1.3591=US$1.00.
Referenced by the price of 1 transaction in Table I.
- F3
Converted from Canadian purchase price of $0.70 using an exchange rate of C$1.3603=US$1.00.
Referenced by the price of 1 transaction in Table I.
- F4
Converted from Canadian purchase price of $0.71 using an exchange rate of C$1.3603=US$1.00.
Referenced by the price of 1 transaction in Table I.