Warke Richard W's Form 4 filing

Augusta Gold Corp. (AUGG) · filed Sep 14, 2023

Accession no.: 0000912282-23-000374
Filed: Sep 14, 2023, 12:17 PM ET
Trade date: Sep 13, 2023
Filing delay: 1 day
Rule 10b5-1 plan: Not checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $21.4K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Warke Richard WCIK 0001390411	Director, Officer (Executive Chairman), 10% Owner
Augusta Investments Inc.CIK 0001829144	10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Sep 13, 2023	Common Shares	PPurchaseAcquired	+35,000	$0.47^F1	+$16,450	25,325,388	Direct
Sep 13, 2023	Common Shares	PPurchaseAcquired	+10,000	$0.49^F2	+$4,900	25,335,388	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Converted from Canadian purchase price of $0.64 using an exchange rate of C$1.3551=US$1.00.

Referenced by the price of 1 transaction in Table I.

Converted from Canadian purchase price of $0.66 using an exchange rate of C$1.3551=US$1.00.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)