Warke Richard W's Form 4 filing
Augusta Gold Corp. (AUGG) · filed Jun 28, 2023
- Accession no.
- 0000912282-23-000158
- Filed
- Jun 28, 2023, 4:48 PM ET
- Trade date
- Jun 26-27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $32.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warke Richard WCIK 0001390411 | Director, Officer (Executive Chairman), 10% Owner |
| Augusta Investments Inc.CIK 0001829144 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 26, 2023 | Common Shares | PPurchaseAcquired | +15,000 | $0.63F1 | +$9,450 | 25,164,388 | Direct | |
| Jun 26, 2023 | Common Shares | PPurchaseAcquired | +20,000 | $0.64F2 | +$12,800 | 25,184,388 | Direct | |
| Jun 27, 2023 | Common Shares | PPurchaseAcquired | +5,000 | $0.65F3 | +$3,250 | 25,189,388 | Direct | |
| Jun 27, 2023 | Common Shares | PPurchaseAcquired | +10,000 | $0.65F4 | +$6,500 | 25,199,388 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Converted from Canadian purchase price of $0.83 using an exchange rate of C$1.3151 = USD$1.00.
Referenced by the price of 1 transaction in Table I.
- F2
Converted from Canadian purchase price of $0.84 using an exchange rate of C$1.3151 = USD$1.00.
Referenced by the price of 1 transaction in Table I.
- F3
Converted from Canadian purchase price of $0.85 using an exchange rate of C$1.3175 = USD$1.00.
Referenced by the price of 1 transaction in Table I.
- F4
Converted from Canadian purchase price of $0.86 using an exchange rate of C$1.3175 = USD$1.00.
Referenced by the price of 1 transaction in Table I.