Casella John W's Form 4 filing
Casella Waste Systems Inc (CWST) · filed Nov 18, 2024
- Accession no.
- 0000911177-24-000108
- Filed
- Nov 18, 2024
- Trade date
- Nov 14-15, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.97M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Casella John WCIK 0001055352 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2024 | Class A Common Stock | MOption exerciseAcquired | +27,940 | $12.48 | +$348,691.2 | 38,669 | Direct | |
| Nov 14, 2024 | Class A Common Stock | SSaleDisposed | −251 | $108.84F1 | −$27,318.84 | 38,418 | Direct | |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −24,892 | $106.32F2 | −$2,646,517.44 | 13,526 | Direct | |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −2,797 | $107.15F3 | −$299,698.55 | 10,729 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2024 | Class A Common Stock | MOption exerciseDisposed | −27,940 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $108.50 to $108.837. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $106.00 to $106.85. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $107.00 to $107.25. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.