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Casella Douglas R's Form 4 filing

Casella Waste Systems Inc (CWST) · filed Aug 10, 2023

Accession no.
0000911177-23-000113
Filed
Aug 10, 2023
Trade date
Aug 8-9, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $2.03M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Casella Douglas RCIK 0001055353Director, Officer (VICE CHAIRMAN, BD OF DIRECTORS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 8, 2023Class A Common StockSSaleDisposed−2,180$80.02F1−$174,443.6157,865Direct
Aug 8, 2023Class A Common StockSSaleDisposed−1,214$80.00−$97,120156,651Direct
Aug 9, 2023Class A Common StockSSaleDisposed−3,123$80.14F2−$250,277.22153,528Direct
Aug 9, 2023Class A Common StockSSaleDisposed−18,786$80.12F3−$1,505,134.32134,742Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $80.00 to $80.05. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $80.05 to $80.17. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sales price for shares sold in multiple transactions, ranging from $80.00 to $80.53. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)